Compliance Monitoring &Testing

Robert Walters UK
15 Jul 2017
12 Aug 2017
Contract Type
Responsibilities include: Good knowledge of UK and/or European regulatory rules and regulations and their practical application Good understanding of core investment banking business lines and products such as; equities, fixed income, commodities and corporate finance activities The candidate must be motivated, resourceful, detail-oriented, organised, articulate, willing to take responsibility, and comfortable with speaking and responding to concerns and questions regarding each of the areas within the span of responsibility. The ability to represent and enforce compliance while considering the needs of the business Able to support point of view when challenged Proven ability to anticipate and provide pragmatic solutions to complex problems Requirements: Proactive and motivated to achieve excellence; resourceful Strong analytical skills and a diligent approach to understanding and confirming facts Ability to influence others to achieve good outcomes Excellent written and oral communication skills Strong interpersonal skills, able to initiate, build and maintain good relationships Constructive and positive approach to challenges, able to consider a wide range of perspectives and find mutually acceptable solutions Ability to work independently and in a team environment Bachelors Degree or equivalent work experience Compliance experience, regulatory experience or operational risk management/audit experience, ideally with investment banking experience Should you be interested in this role please contact Jan McDonald on email your CV to

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